VI. Litigation Procedure
Methods of serving process in civil cases have both evolved and eroded. In medieval England, arrest of the defendant was common at the outset of civil actions at law. Although arrest certainly provided notice, its primary purpose was to accomplish the court’s assertion of physical power over the defendant. Eventually, arrest at the commencement of a civil action was deferred. Arrest was then replaced with subjection to the court’s power by personal delivery of process, which served as the foundation for one modern service method where a United States Marshal personally hands the summons to a defendant.
The idea that only a governmental officer, such as a United States Marshal or deputy, could be the server was eventually abandoned in favor of allowing the server to be any person that is at least eighteen years old and not a party to the lawsuit. Even the requirement that a defendant personally receive the summons was diluted by the addition of an alternative method allowing a summons and complaint to be left at the defendant’s “dwelling or usual place of abode with someone of suitable age and discretion who resides there.”
From the recipient’s perspective, the summoning court’s assertion of power has gradually worn away. As one expert in the field aptly described: “The awesome impact of the sheriff arriving in armor and on horseback to deliver a writ in medieval England and the authority of the sovereign sealed in the hot, red wax of earlier times has been replaced by a bland manila envelope carrying a postage stamp that may celebrate notions of love or poetry.”
Although most modern service methods are welcome improvements to those of earlier years (i.e., not needing to arrest all defendants in every civil action), this Article argues the service method authorized by Rule 7004 (b) (1) of the Federal Rules of Bankruptcy Procedure violates a defendant’s due process rights under the Fifth Amendment. Rule 7004 (b) (1) allows a summons and complaint to be served by “first class mail postage prepaid...to the individual’s dwelling house or usual place of abode or to the place where the individual regularly conducts a business or profession.” There is no acknowledgement of receipt, no certified mailing, and no waiver document that must be signed and returned. Other than the defendant’s response, if any, there is no way to know whether the defendant received the summons and complaint.
71. The defendant in a civil case in the United States had been notified about the case in the following way BUT ___.
72. The last sentence in the 3rd paragraph means that ___.
73. According to Rule 7004 (b) (1), a defendant in a bankruptcy case is served by ___.
74. The problem of the Rule 7004 (b) (1) for serving a summons is the following, except ___.
问题1选项
A.personal delivery of the summons by US Marshal
B.personal delivery of the summons by anyone above 18 not a party to the lawsuit
C.summons and complaint be left at the defendant’s dwelling
D.arrested
问题2选项
A.summoning process is the court’s assertion of power
B.delivery of a summons is no longer as serious as before
C.there should be a special form of summoning
D.a summons may be sent with a bland manila envelope together with a love letter
问题3选项
A.registered mail
B.personal delivery
C.first class mail
D.first class mail postage to be paid
问题4选项
A.The defendant is not notified
B.There is no acknowledgement of receipt
C.No waiver document that must be signed and returned
D.No way to know whether the defendant received the summons and complaint
71. 【试题答案】D
【试题解析】事实细节题。根据题干定位到原文第一段In medieval England, arrest of the defendant was common at the outset of civil actions at law. Although arrest certainly provided notice, its primary purpose was to accomplish the court’s assertion of physical power over the defendant.(在中世纪的英国,逮捕被告在民事诉讼开始时是很常见的。虽然逮捕确实提供了通知,但其主要目的是实现法院对被告人的实际权力的主张)可知逮捕是在中世纪的英国而不是美国,D选项“逮捕”符合题意;第二段The idea that only a governmental officer, such as a United States Marshal or deputy, could be the server was eventually abandoned in favor of allowing the server to be any person that is at least eighteen years old and not a party to the lawsuit.(认为只有政府官员,比如美国法警或副警长才能成为传送者的想法最终被放弃,转而允许传送者是任何年满18岁的人,且不是诉讼的一方)可知A选项“美国法警亲自交付传票”和B选项“18岁以上的非诉讼方的个人送达传票”符合美国民事案件中传送法院传票的方法,排除;第二段 Even the requirement that a defendant personally receive the summons was diluted by the addition of an alternative method allowing a summons and complaint to be left at the defendant’s “dwelling or usual place of abode with someone of suitable age and discretion who resides there.”(甚至要求被告亲自收到传票的要求也因增加了另一种方法而被淡化了,这种方法允许将传票和申诉留在被告的“由具有适当年龄和自由裁量权的人居住在那里的住所或通常居住的地方”)可知C选项“传票和申诉留在被告住所”符合美国民事案件中传送法院传票的方法,排除。因此D选项符合题意。
72. 【试题答案】B
【试题解析】推理判断题。根据题干定位到原文第三段最后一句“The awesome impact of the sheriff arriving in armor and on horseback to deliver a writ in medieval England and the authority of the sovereign sealed in the hot, red wax of earlier times has been replaced by a bland manila envelope carrying a postage stamp that may celebrate notions of love or poetry.”(“在中世纪的英格兰,警长身穿盔甲骑马前来递交令状,君主的权威在炎热的天气里被封印,这种可怕的影响,早期的红蜡已经被一个平淡的马尼拉信封所取代,信封上贴着邮票,可以庆祝爱情或诗歌的概念。”)结合第三段第一句From the recipient’s perspective, the summoning court’s assertion of power has gradually worn away.(从接受者的角度看,传唤法院的权力主张已逐渐消磨殆尽)可知现在的法院传票已经不像以前一样有仪式感和严肃感,选B选项“传票的送达不再像以前那样严肃”,D选项“传票可以和一封情书连同一个乏味的牛皮纸信封一起寄出”明显不符合原文,排除;A选项“传唤程序是法院对权力的主张”和C选项“应该有一种特殊的召唤形式”第三段未涉及,第三段只是在描述法院传票不再像以前那样严肃,没有提出其他建议。因此B选项符合题意。
73. 【试题答案】D
【试题解析】事实细节题。根据题干关键字“Rule 7004 (b) (1)”定位到原文第三段Rule 7004 (b) (1) allows a summons and complaint to be served by “first class mail postage prepaid...”(规则7004(b)(1)允许传票和申诉通过“预付一等邮资的邮件……”)可知选D选项“第一类邮件的邮资预付”;A选项“挂号邮件”,B选项“个人支付”和C选项“第一类邮件”不符合原文。因此D选项正确。
74. 【试题答案】A
【试题解析】事实细节题。根据题干关键字“Rule 7004 (b) (1)”定位到原文第三段There is no acknowledgement of receipt, no certified mailing, and no waiver document that must be signed and returned. Other than the defendant’s response, if any, there is no way to know whether the defendant received the summons and complaint.(没有回执,没有挂号信,无需签署并返还的弃权文件。除了被告的答复(如果有的话),没有办法知道被告是否收到传票和申诉)可知A选项“被告未被通知”并不是关于送达传票的第7004 (b)(1)条规则的问题;B选项“没有回执”,C选项“没有必须签署和返还的放弃文件”以及D选项“无法得知被告是否收到传票和投诉”和原文相符。因此A选项符合题意。